Responsible Officer (Type 2), Futures & Options Business (Hong Kong)

Hong Kong   13th May 2021

Our client is an asset management company in Hong Kong. They are currently looking for a Responsible Officer with management responsibilities to oversee SFC regulated activities.

Key Responsibilities:

  • Act as a Responsible Officer with management responsibilities to supervise SFC regulated activities
  • Identify new business opportunities with potential clients, including institutional and corporate clients, especially those who are active in Futures and Options business
  • Develop business development strategies and align with organisational structure, business plan and objectives
  • Supervise and manage daily operations, including accounting opening, account’s dealing activities, margin account’s risk control and client services
  • Formulate, review and update operations procedures and establish proper documentation of all regulated activities
  • Work with regional compliance, legal, risk, product and technology teams to deliver enhanced products
  • Cover overseas market such as LME, CME, ICE, SGX etc.

Key Requirements

  • SFC Type 2 Responsible Officer License Holder
  • Minimum 8 years of experience in securities firm, with at least 3 years in capacity of supervising regulated activities
  • Good sales track record in Futures and Options to institutional clients
  • Familiar with Hong Kong and PRC markets
  • Excellent communication and presentation skills

Interested parties please send your resume to Tommy Tan, R1981590 at [email protected].
Regrettably, only shortlisted candidates will be contacted

EA License Number: 20C0180 | Amethyst Partners | [email protected]