A growing regulatory compliance advisory practice is seeking an Associate / Senior Associate to support fund management and asset management clients across a broad range of compliance and regulatory matters.
Key Responsibilities:
- Work as a team to manage a portfolio of fund management clients to provide them compliance solutions and services
- Provide compliance advisory services such as license applications, compliance program support, regulatory reporting etc
- Handle compliance assignments and ensure completion that meet clients’ timelines and quality standards
- Assist in drafting and reviewing proposals and letters of engagement to clients
- Keep abreast of the latest regulatory requirements and industry updates
- Other ad-hoc compliance duties as necessary
Key Requirements
- At least 2 years of regulatory compliance experience in consultancy firms / audit firms / regulators / buyside asset management
- Good understanding of the asset management, investment management, or fund management industry
- Candidates from audit backgrounds with exposure to investment funds, fund management, or financial services will also be considered
- Strong analytical and problem-solving skills
- Good communication and client relationship management abilities
Interested parties please send your resume to Loretta Chan, R1876188 at [email protected].
Regrettably, only shortlisted candidates will be contacted.
EA License Number: 20C0180 | Amethyst Partners | [email protected]